ICA Certificate in Rules and Regulations for Financial Adviser Representatives - 1 day workshop


SGW120_8hrs ERR


FA-CPD 8 hours Rules and Regulations

Overview

This interactive, face-to-face workshop is designed to meet the 8-hours Financial Adviser Continuing Professional Development (FA-CPD) Rules and Regulations requirement for Financial Adviser Representatives, using realistic and engaging scenarios in day to day situations.

Ethics is the foundation underlying all rules, regulation and compliance. Ethics and values provide the justification for most regulatory standards, supervision and enforcement. These ethical principles are vital for firms and practitioners to understand how to comply with rules and regulations.

This unique programme will cover all of these areas. The programme has been developed to be cost-effective with maximum flexibility. Call us for your specific requirements.

This course is awarded in association with the Alliance Manchester Business School, The University of Manchester.

ENQUIRIES

Who is this course suitable for?

Suitable for all levels of Financial Adviser Representatives who are required to meet mandatory FA-CPD training requirements.

What will you learn?

  • Trends and developments in laws and regulations impacting the Financial Advisory (FA) business in general and Singapore FA business in particular 
  • Laws and regulations relevant to the FA industry in Singapore 
  • Codes of conduct, industry guidance and best practice notes
  • Changes to the FA role since the global financial crisis
  • Trends and developments in laws and regulations that apply to the day to day work practices of a Financial Adviser Representative

Download the full syllabus here

Course Format

  • 1 day highly interactive workshop to maximise your learning
  • 90% of the workshop is activity based
  • No boring lectures
  • Casey and Caleb's real life experience will keep you engaged throughout the one day workshop
  • Online exam (multiple choice) that can be taken after the course using your own IT device. You have up to 2 months to complete the exam from the date of attendance of the workshop

How will you be assessed? 

At the end of the interactive workshop, you will take a multiple choice exam of 12 questions using your own IT device. Upon passing the exam, you will be awarded:

  • International Compliance Association (ICA) Certificate in Rules and Regulations for Financial Adviser Representatives

How and where can you study? 

You can attend an interactive workshop at ICTA's training premises.

What does it cost?

SGD$ 595 +7% GST

Enrolment

Email enquiries@int-comp.com for more information.

Funding 

This course is eligible for Financial Training Scheme (FTS) funding. 50% funding of direct training costs subject to a cap of $2000 per participant per programme.

In order to be eligible for funding: Singapore-based financial sector entities - Financial Institutions and other entities regulated by The Monetary Authority of Singapore (either licensed or exempted from licensing) sponsoring staff who is:

  • A Singapore Citizen or Singapore Permanent Resident;
  • Of executive level 2 and involved in or supporting financial sector activities;
  • Physically based in Singapore;
  • Either permanent or contract (= 1 year) staff, and engaged either on a full or part-time basis.

Singapore Citizens aged 40 years old and above will be eligible for 90% co-funding of direct training costs, subject to existing grant caps of S$2,000 per programme. Singapore Permanent Residents will continue to be eligible for 50% co-funding of direct training costs for FTS programmes.

Can this course be taught in-house?

If you have a training requirement for more than 15 employees, why not contact us to discuss delivering the training in-house at your firm? It’s the ideal way to maximise your budget, minimise disruption and tailor content to your specific needs.

Call our dedicated in-house training team at +65 6500 0010 or email enquiries@int-comp.com.

Any questions?

Call +65 6500 0010 or email enquiries@int-comp.com for further information 

 

Attend the ICA Briefing Session in Singapore 


Date: 13 February 2019, Wednesday
Time: 6:30pm to 8:30pm
Venue: Stephen Riady Auditorium, NTUC Centre

REGISTER

 

 

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© 2015 International Compliance Training Academy Registration number: 200706149E Period of registration: 12/03/2017 - 11/03/2021