ICA Certificate in Ethics for Financial Adviser Representatives - Half day workshop


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FA-CPD 4 hours Ethics

Overview

This interactive, face-to-face workshop is designed to meet the 4-hours Financial Adviser Continuing Professional Development (FA-CPD) Ethics requirement for the Financial Adviser Representatives, using realistic and engaging scenarios in day to day situations.

Ethics is the foundation underlying all rules, regulation and compliance. Ethics and values provide the justification for most regulatory standards, supervision and enforcement. These ethical principles are vital for firms and practitioners to understand how to comply with rules and regulations.

This unique programme will cover all of these areas. The programme has been developed to be cost-effective with maximum flexibility. Call us for your specific requirements.

This course is awarded in association with the Alliance Manchester Business School, The University of Manchester.

ENQUIRIES

Who is this course suitable for?

Suitable for all levels of Financial Adviser Representatives who are required to meet mandatory FA-CPD training requirements.

What will you learn?

  • Recent ethics and conduct changes that impact the Financial Advisory (FA) business
  • Global as well as local ethical trends that impact the Singapore FA business
  • Laws and regulations related to ethics that impact the FA business
  • Ethics related codes of conduct, industry guidance and best practice notes
  • Ethics incorporation in job roles
  • Changes to the ethics-related aspects of FA role since the global financial crisis
  • Recent ethics-related trends and developments in laws and regulations that apply to day to day work practices of a Financial Adviser Representative

Download the full syllabus here

Course Format

  • Half day highly interactive workshop to maximise your learning
  • 90% of the workshop is activity based
  • No boring lectures
  • Casey and Caleb's real life experience will keep you engaged throughout the half day workshop
  • Online exam (multiple choice) that can be taken after the course using your own IT device. You have up to 2 months to complete the exam from the date of attendance of the workshop

How will you be assessed?

At the end of the interactive workshop, you will take a multiple choice exam of 12 questions using your own IT device. Upon passing the exam, you will awarded:

  • International Compliance Association (ICA) Certificate in Ethics for Financial Adviser Representatives 

How and where can you study? 

You can attend an interactive workshop at ICTA's training premises.

What does it cost? 

SGD$ 395 + 7% GST

Enrolment

Email enquiries@int-comp.com for more information.

Funding

This course is eligible for Financial Training Scheme (FTS) funding. 50% funding of direct training costs subject to a cap of $2000 per participant per programme.

In order to be eligible for funding: Singapore-based financial sector entities - Financial Institutions and other entities regulated by The Monetary Authority of Singapore (either licensed or exempted from licensing) sponsoring staff who is:

  • A Singapore Citizen or Singapore Permanent Resident;
  • Of executive level 2 and involved in or supporting financial sector activities;
  • Physically based in Singapore;
  • Either permanent or contract (= 1 year) staff, and engaged either on a full or part-time basis

Singapore Citizens aged 40 years old and above will be eligible for 90% co-funding of direct training costs, subject to existing grant caps of S$2,000 per programme. Singapore Permanent Residents will continue to be eligible for 50% co-funding of direct training costs for FTS programmes.

Can this course be taught in-house?

If you have a training requirement for more than 15 employees, why not contact us to discuss delivering the training in-house at your firm? It’s the ideal way to maximise your budget, minimise disruption and tailor content to your specific needs.

Call our dedicated in-house training team at +65 6500 0010 or email enquiries@int-comp.com.

Any questions?

Call +65 6500 0010 or email enquiries@int-comp.com for further information.

 

Attend the ICA Briefing Session in Singapore 


Date: 13 February 2019, Wednesday
Time: 6:30pm to 8:30pm
Venue: Stephen Riady Auditorium, NTUC Centre

REGISTER

 

 

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© 2015 International Compliance Training Academy Registration number: 200706149E Period of registration: 12/03/2017 - 11/03/2021