ICA Specialist Certificate in Conduct Risk


SG Spec Cert In Conduct Risk -schedule

 Do you know what good conduct looks like for a firm and what it looks like for customers? Are you aware of the impacts of poor conduct? Equip yourself with the knowledge and skills to be able to answer these questions and more.

  • Discover conduct and conduct risk in the context of governance risk and compliance (GRC) frameworks
  • Review examples of good conduct and how they contribute to good customer and market outcomes
  • Get to grips with conduct in practice including the UK Senior Managers and Certification Regime, MiFID II, GDPR, handling complaints and vulnerable customers

ICA Specialist Certificates, awarded in association with Alliance Manchester Business School, the University of Manchester, will help you quickly gain actionable knowledge to boost your confidence and credibility.

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After completion of this programme, you will:

  • learn the ways in which conduct and conduct risk has grown on the business agenda
  • gain an understanding of the core components of conduct and conduct risk
  • be able to articulate the different definitions of conduct: company, customer and market conduct
  • identify the benefits of good conduct and the potential adverse impacts of poor conduct
  • Development of the conduct agenda
  • Core components of conduct risk
  • What does good conduct look like for a firm?
  • Know your responsibilities and accountabilities
  • What does good conduct look like for customers?
  • Meeting the customer's objectives ~ the outcomes-focused approach
  • The importance of good market conduct
  • Non-financial misconduct
  • Understanding a conduct framework in practice - the Senior Managers & Certification Regime (UK) 

 

Download Course Syllabus

Not sure if this is right for you? Contact us at enquiries@int-comp.org or call 6500 0010 for a one to one course counselling. Chat with us via Whatsapp @ +65 8660 5808 or Telegram @icaAPAC 

  • Access to online materials for 3 months 
  • Online exam (multiple choice) that can be taken at any time throughout the course (although we recommend you sit this after the workshop has taken place)
  • One free exam resit

 

Download Course Syllabus 

Not sure if this is right for you? Contact us at enquiries@int-comp.org or call 6500 0010 for a one to one course counselling. Chat with us via Whatsapp @ +65 8660 5808 or Telegram @icaAPAC 

ICA Specialist Certificates are designed for anyone wanting focused yet accessible knowledge in specific areas of risk. They are suitable either for those working in the first and second lines of defence looking to certify existing specialist areas of knowledge, or for those looking to increase their professional agility by learning about new areas of risk.

To get the most from the course, a good understanding of written English is required. 

Not sure if this is right for you? Contact us at enquiries@int-comp.org or call 6500 0010 for a one to one course counselling. Chat with us via Whatsapp @ +65 8660 5808 or Telegram @icaAPAC 

Upon completion of the programme, you are awarded:

  • ICA Specialist Certificate in Conduct Risk

 Spec Cert In Conduct Risk _Parchment Specimen

This course is awarded in association with Alliance Manchester Business School, the University of Manchester.

MBS

SGD1,575 + GST

This course is eligible for Financial Training Scheme (FTS) funding.

This scheme is only available for company-sponsored individuals.

*MAS will enhance course fee subsidies up to 70% for locals attending accredited or recognised courses.

*Grant Cap of S$500 per participant per programme

Find out more about funding eligibility and details here.

*Terms and conditions apply

 Spec Cert In Conduct Risk - Program HighlightCan this course be taught in-house?

If you have a training requirement for more than 15 employees, why not contact us to discuss delivering the training in-house at your firm? It’s the ideal way to maximise your budget, minimise disruption and tailor content to your specific needs.

Call our dedicated in-house training team at +65 6500 0010 or email clientservicesapac@int-comp.org.

  

Any Questions? 

Check out our Frequently Asked Questions (FAQs)

Call +65 6500 0010 or email enquiries@int-comp.org for further information.

Chat with us via Whatsapp @ +65 8660 5808 or Telegram @icaAPAC 

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Phone: +65 6500 0010

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© International Compliance Training Academy Registration number: 200706149E Period of registration: 12/3/2021- 11/3/2025.