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Acevedo Juan C
Career Summary
Acevedo Juan Carlos has more than 23 years experience as a practitioner in financial services. He possesses broad and deep global buy side Compliance, Operations and Risk Management experience in large and small organisations, notably at Credit Suisse and Morgan Stanley Investment Management.
He has created operational support processes from scratch in startup environments and been responsible for all compliance and operational aspects including management reporting, performance attribution, and administration of onshore as well as offshore structures.
Industry experience
- Compliance, Operations and Risk management
- Operational Support Processes
Academic & Professional memberships
- International Compliance Association
- ICA Grduate Diploma in Compliance
- ICA Diploma in Compliance
- Advanced Certificate in Training and Assessment (ACTA)
- Certification in Capital Markets Compliance - Advanced
- International Economics
- Bachelor of Science, Finance, Saint John's University
- Masters of Business Administration, Pace University
Acevedo conducts the following workshops
- Advanced Certificate in Governance, Risk and Compliance
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Angelino Foo
Career Summary
Angelina has over 20 years of experience in financial regulatory compliance and internal audit. She started her career in internal audit with United Overseas Bank Ltd where she was a lead management auditor and fraud investigator. In 2000, she moved into regulatory compliance and has held senior compliance positions in ABN AMRO Bank, Citigroup, Nikko-Citigroup, PhillipCapital Group of Companies and United Overseas Bank Ltd. Her last position held was Head of Enforcement with the Singapore Exchange.
In her compliance roles she has directed the establishment of group or regional corporate compliance governance and risk frameworks, ensuring adequate board and senior management oversight across different business activities and jurisdictions., She was responsible and involved in various areas of compliance work including strategic and resource planning, regulatory management, advisory, training, monitoring and testing. She has managed regional and group regulatory examinations by the Hong Kong Monetary Authority, Monetary Authority of Singapore, Office of the Comptroller of the Currency – U.S. Department of Treasury, among others.
Expertise & Focus
- Regulatory Compliance, Governance and Internal Audit
Industry experience
- Banking
- Capital Markets
- Wealth Management / Financial Advisory
Professional & Academic
- Fellow of International Compliance Association (UK)
- Financial Industry Certified Professional (S’pore)
- Fellow of the Chartered Institute for Securities & Investment (UK)
- Certified Internal Auditor (USA)
- Certified Financial Services Auditor (USA)
- BSc(Economics)(Hons) (UK)
- LLB(QLD)(Hons) (UK)
- Postgraduate Certificate in Laws (UK) – Financial Crime
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Chin Siang Chaw
Career Summary
Chin Siang has more than 10 years of experience in the compliance and AML function. Currently, he is the Deputy MLRO for Prudential Assurance Company Singapore.
Academic and Professional memberships
- Bachelor of Business & Commerce (Marketing) - Monash University
- Diploma in Banking & Financial Management - Nanyang Polytechnic
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Chye Kit Chionh
Career Summary
Chye Kit Chionh is the COO and Co-Founder of Cynopsis Solutions and is responsible for general operation of Cynopsis Solutions including legal and compliance related matters.
Chye Kit has over 17 years of financial and capital markets experience in Asia gained largely from working in Macquarie Group and ING Bank. His last role with Macquarie was Managing Director and Joint Regional Head of Compliance, Asia where he built and managed a very experienced team of more than 50 compliance professionals across 11 jurisdictions in Asia. He started his career in an external audit role with PricewaterhouseCoopers in 1997 specialising in auditing financial services providers. Whilst living a professional life of a compliance officer for the last 14 years, Chye Kit's main focus then was in the Capital Markets business of Macquarie Group ranging from investment bankingactivities, equity and derivative trading. He dealt with senior management across 11 jurisdictions on a daily basis and managed a geographically and culturally diversified team of compliance professionals in Asia.
Expertise & Focus
- Equity and Derivative trading
- Direct Market Access
- Algorithm Trading
Industry experience
- Investment Banking
- Financial Services/Capital Markets
Academic & Professional memberships
- Bachelor in Accountancy, Nanyang Technological University
- Fellow of International Compliance Association
- IBF Advanced designation with The Institute of Banking and Finance
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David Jackman
Career Summary
Educated at Oxford and Cambridge (double distinction in Education) started in banking on NatWest E-Tier Graduate scheme. Moved in to teaching, then regulation at the London Stock Exchange. Co-founded professional institute for securities - now CISI.
Head of Training and Competence at Investment Regulator IMRO and then part of senior team that set up FSA. Head of Ethics and first to publish principles that now form 'Fair Dealing' in Singapore. CEO of Financial Services Skills Council. Professor and tutor, set up first UK compliance MSc and now teach BSc for MBS/ICT. Authored UK standards for Sustainability (including for Olympics) and now represent UK on ISO 37000 series.
Established Ethics Foundation, awarding the Ethics Mark internationally. Consultancy Company, evaluating and advice boards on ethics, governance and sustainability - The Ethical Space Ltd. Financial Services NED, Chairman, Trustee and Governor. Appear on TV and Radio about ethics and compliance. Authoring new book 'The Compliance Revolution' out in Singapore 2015.
Expertise & Focus
- Ethics
- Rules and Regulations
- Risk and Compliance
Industry experience
- Training and Competence
- Education
- Advisory and Consultancy
Academic & Professional membership
- Bachelor of Arts, University of Oxford
- Postgraduate Certificate in Education, University of Cambridge
David conducts the following workshops
- ICA Certificate in Ethics Leadership for Senior Managers and Senior Financial Adviser Representatives
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Ho Loon Kong
Career Summary
Ho Loon has more than 17 years of regulatory and compliance experience across Asia Pacific markets, with a demostrable track record in leading a large compliance team and managing regulatory risks across multiple business lines. Ho Loon currently works as a Managing Director in Compliance at Bank America Merrill Lynch. He previously worked for Morgan Stanley, Lehman Brothers and The Monetary Authority of Singapore.
Academic & Professional memberships
- Bachelor of Accountancy (Hons), Nanyang Technological University
- Manchester MBA
- Stanford-NUS Executive Program in International Management
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Jee Meng Chen
Career Summary
Jee Meng started his career in the Retail and Commercial Banking segment in a foreign bank and has 18 years experience that spans across various functional positions in audit, risk management and compliance in commercial and private banking.
His current role with Standard Chartered Bank, Private Banking, is the Head od CDD, where he manages a team of client documentation and KYC specialists - client on-boarding and periodic reviews - that manages the assessment and review of client accounts that across multiple jurisdictions in Asia, Middle East, etc.
Since year 2001, Jee Meng has started to contribute banking and risk-related articles, free-lance basis, in international publications e.g. The Risk Management Association Journal, OpRisk and Compliance Journal, Fraud Intelligence, LCMonitor, Documentary Credit Insight, etc.
Expertise & Focus
- Regulatory compliance-related investigations
- Financial crimes-related i.e. AML and sanctions, customer complaints, investment suitability
- Trade-based Mal-practices, Frauds, anti-proliferation financing
- Complex Structures and Tax Crimes
Industry experience
- Audit & Risk Management
- Commercial Banking
- Private Banking
Academic & Professional memberships
- Masters of Business Administration with Distinction, University of Leicester
- Bachelor of Science in Business Management, First Class Honours, University of Bradford
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Jon Yeo
Career Summary
Jon has more than 20 years’ experience in compliance and risk management function and held senior roles in local, international and regional banks covering both local and Asia Pacific functions with extensive experience managing AML/CFT, control room, credit risk and regulatory risk across different business segments. He was also involved in many large scale IT system projects.
Currently, he is the Chief Compliance Officer, Maybank Singapore & Head of Compliance, Group Wealth Management.
Academic & Professional memberships
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Khushroo Dastur
Career Summary
Managing Director of Sirrus Advisory, specializing in Governance, Operational Risk and Compliance consulting and training activities. In December 2013, he retired from Deutsche Bank Wealth Management where he was the Managing Director responsible for a team of Private Bankers covering South East Asia since 2009. Prior to that he spent 34 years with Citibank in various regional roles in Canada, Europe and Asia. His last assignment was Managing Director and Regional Compliance Director for Citibank, where he was responsible for consolidating the Control, Compliance and Risk Management function for all Citibank entities in ASEAN into a single function.
Since 2008, he has been an active rotarian with the Rotary Club Taglin (RCT). He was the President of RCT for the year 2013/2014 and is currently the Assistant Governor for Rotary District 3310. Over 30 years of experience in managing multitude of banking activities at regional and international level.
Expertise & Focus
- Private Banking, both front and back office
- Operational Risk and Corporate Governance
- Business Governance
Industry experience
- Private banking products and marketing
- Audit, Ops, Risk and Compliance
Academic & Professional memberships
- Bachelor of Laws, University of Bombay
- Bachelor of Commerce, University of Bombay
- Fellow of the Institute of Chartered Accountants of India
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Ng Hock Chuan
Career summary
Hock Chuan has assumed various key positions in corporates and banks such as Bank of America Merrill Lynch, RBS Coutts & Co Ltd, Citi Private Bank in the past 20 years primarily covering both AML Compliance and Risk Management responsibilities. His experience as Head of Financial Crime Singapore covers various AML strategy planning and operational activities such as client on boarding, sanction screenings, transaction monitoring etc., and including global implementation of key AML change initiatives projects.
Expertise & Focus
- Various risk management principles and methodologies
- AML experience on both operational and strategic levels
- AML Compliance governance
Industry experience
- Private banking
- Corporate & Investment banking
Academic & Professional memberships
- Bachelor of Business Studies (Banking), Nanyang Technological University
- Bachelor of Arts (Hons), Oxford Brooks University
- Master of Science in Financial Management, University of London
- Financial Industry Certified Professional (AML & Compliance)
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Rebecca O'Sullivan
Career Summary
Rebecca is currently the Head, Compliance Monitoring for Retail Segments for Standard Chartered Bank. Rebecca has 18 years of internal audit, risk and compliance experience gained largely from working in financial services organisations in UK, Middle East and Singapore.
Whilst Rebecca's main focus is compliance monitoring, she is an active member of the wider compliance function. keen on drinving focused initiatives such as, core monitoring management information, quality assurance and more recently ethics and behaviours in Coduct Reviews.
Regularly she deals with senior management across the SCB footprint and Head Office to agree findings and corrective actions as well as working alongside a geographically and culturally diverse team of compliance professionals. Prior to joining SCB, Rebecca worked for Lloyds Banking Group internal audit, operational risk and financial crime.
Expertise & Focus
- Compliance Monitoring
- Quality Assurance
- Ethics and Behaviours in Conduct Reviews
Industry experience
Academic & Professional memberships
- Masters Degree (MSc) Risk Management, University of Glasgow Caledonia
- MIRM, Institute of Risk Mnaagement Post Graduate Diploma
- Project Risk Management, UK Student Award Winner (PRAM)
- Certified Anti Money Laundering Specialist (CAMS)
- Institute of Internal Auditors, Computer Auditing (QICA)
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Seok Keng Lim
Career Summary
Seok Keng has more than 20 years of working experience, mainly in the internal controls of life and general insurers, capital markets services as well as financial advisers' license holders. She is familiar with the compliance requirements for regulated activities covering insurers, fund management, unit trust distribution and general corporate governance. She is Chartered Secretary, a Certified Internal Auditor and holds the ICA Graduate Diploma in Compliance and Diploma in AML.
Expertise & Focus
- Operations and Marketing
- Agency Management
- Training Competency
- Regulatory Compliance and Financial Crime
Industry experience
- Insurance
- Financial Services/Capital Markets
Academic & Professional memberships
- International Compliance Association
- ICA Graduate Diploma in Compliance
- ICA Diploma in Anti Money Laundering
- Diploma in Commerce, Kolej Tunku Abdul Rahman
- Institute of Chartered Secretaries & Administrators
- Institute of Certified Internal Auditors
- Associate Member, ICSA, UK
- Ordinary Member, Certified Internal Auditor
- Life Office Management Association, Inc. USA, FMLI
- Singapore College of Insurance, AFC
- Financial Industry Certified Professional, Compliance, IBF
- Fellow Chartered Financial Practitioner, IFPAS
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Sharon Craggs
Career Summary
Sharon has more than 25 years experience in legal, compliance and risk management across public and private sector, mature and emerging markets. She has worked with US, British, Asian and Middle East banks across the areas of global markets, corporate banking, wealth management and consumer banking, as well as with a central bank.
Expertise & Focus
- Legal
- Compliance
- Regulatory Affairs management
- Financial Crime (AML, Sanctions, CFT)
- Risk management
Industry experience
- Global Markets, wealth management, capital market, consumer banking
- US, British, Asian, Middle East financial institutions
- Regulator
Academic and Professional Memberships
- BA (Laws), Cambridge University
- Barrister at Law (UK), Advocate and Solicitor (Singapore), Attorney and Counsellor at Law (NY)
- Chartered Financial Analyst
- Chartered Alternative Investment Analyst
- ACAMS and ACFE Qualifications
- ISACA information security governance qualifications
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Silas Tan Hoi Weng
Career Summary
Silas has over 15 years of Compliance, Risk and Financial Crime experience gained largely with major insurers and a Big 4 Accounting firm. Prior to his current role, he was heading the compliance and risk function for a Financial Advisory firm leading a team of 9 compliance officers to manage over 420 Financial Adviser Representatives and traversing a myriad of regulatory barricade. While working for the largest insurer in Singapore (by mkt cap), he headed the Financial Crime function for the Group and was in charge of the AML/CFT and fraud intervention of 4 countries. In addition, he is adept at dealing with Senior Management and Line Managers, he is also an effective steward of junior compliance officers, experienced in handling counterparts and partners from regional countries including Hong Kong, Indonesia and Malaysia.
Expertise & Focus
- Risk and Compliance
- Regulatory Interpretation
- AML/CFT
- Dispute Resolution
- Market Conduct
Industry experience
- Wealth management and insurance
- Financial Advisory Services
Academic & Professional membership
- International Compliance Association
- ICA Specialist Diploma in AML/CFT
- ICA Graduate Diploma in Compliance
- Bachelor of Business Admin, Royal Melbourne Institute of Technology
- IBF Advanced
- Associate Wealth Planner, FPAS
Silas conducts the following workshops
- Advanced Certificate in Governance, Risk and Compliance
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Teo Wee Peng
Career Summary
Wee Peng has over 16 years’ experience across Business, Regulatory and AML compliance advisory with focus on client segments, products and functional groups within Wholesale, Transaction and Private Banking. Coupled with his banking supervision background, he has provided regulatory and commercial perspectives to senior bank leaders at local, regional and global levels including
JP Morgan, Standard Chartered Bank, Scotiabank and DBS. He has also helmed Compliance function and managed multidisciplinary practices including AML/KYC, clients and products advisory, control room, and compliance testing. His contributions during his role as Head of Compliance Singapore, Scotiabank, was recognised with him being awarded as the bank’s Best of the Best global Top Individual.
Expertise & Focus
- Business, Regulatory & AML Advisory
- Risk Governance Oversight
- Regulatory Relations & Engagement
Industry experience
- Wholesale Banking
- Transaction Banking
- Private Banking
Academic & Professional membership
- Bachelor of Accountancy (Hons), Nanyang Technological University
- Graduate Diploma in Compliance, ICA
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